Umicore - Transparency notifications by BlackRock, Inc.

  1. Transparency notification of 29 April 2020

In accordance with article 14, § 1 of the law of 2 May 2007 on disclosure of major holdings BlackRock, Inc. has notified Umicore on 29 April 2020 that on 28 April 2020 it has crossed the statutory threshold of 5% downwards.

In total (direct voting rights + equivalent financial instruments) Blackrock Inc. holds 4.99% of Umicore's shares and voting rights.

Notification details:

  • Date of notification: 29 April 2020
  • Date on which the threshold is crossed: 28 April 2020
  • Threshold of direct voting rights + equivalent financial instruments crossed downwards: 5%
  • Notification by: BlackRock, Inc.
  • Denominator: 246,400,000
  • Notification details:

A) Voting rights

  Previous notification After the transaction
Holders of voting rights # voting rights # voting rights % voting rights
BlackRock, Inc. 0 0 0.00%
BlackRock (Netherlands) B.V. 30,794 30,794 0.01%
BlackRock (Singapore) Limited 3,774 3,774 0.00%
BlackRock Advisors (UK) Limited 720,135 676,238 0.27%
BlackRock Advisors, LLC 277,577 276,326 0.11%
BlackRock Asset Management Canada Limited 140,808 138,960 0.06%
BlackRock Asset Management Deutschland AG 301,656 301,656 0.12%
BlackRock Asset Management North Asia Limited 6,439 7,277 0.00%
BlackRock Financial Management, Inc. 18,410 16,254 0.01%
BlackRock Fund Advisors 2,639,660 2,637,640 1.07%
BlackRock Institutional Trust Company, National Association 2,833,531 2,824,759 1.15%
BlackRock International Limited 99,759 99,759 0.04%
BlackRock Investment Management (Australia) Limited 86,040 86,040 0.03%
BlackRock Investment Management (UK) Limited 1,971,178 1,991,003 0.81%
BlackRock Investment Management, LLC 412,108 428,866 0.17%
BlackRock Japan Co., Ltd. 37,699 39,424 0.02%
Subtotal 9,579,568 9,558,770 3.88%

B) Equivalent financial instruments

Holders of equivalent financial instruments Type of financial instrument # voting rights that may be acquired if the instrument is exercised % voting rights Settlement
BlackRock Advisors (UK) Limited Securities Lent 831,988 0.34% physical
BlackRock Investment Management (UK) Limited Securities Lent 1,788,822 0.73% physical
BlackRock Investment Management, LLC Securities Lent 8,106 0.00% physical
BlackRock Japan Co., Ltd. Securities Lent 110,585 0.04% physical
BlackRock Institutional Trust Company, National Association Contract for Difference 6,851 0.00% cash
Subtotal   2,746,352 1.11%  

C) Total A & B

  # voting rights % voting rights
Total Fina Elf 12,305,122 4.99%

The chain of control has been described at the end of the declaration.

The notification can be found here.


  1. Transparency notification of 28 April 2020

In accordance with article 14, § 1 of the law of 2 May 2007 on disclosure of major holdings BlackRock, Inc. has notified Umicore on 28 April 2020 that on 27 April 2020 it has crossed the statutory threshold of 5% upwards.

In total (direct voting rights + equivalent financial instruments) Blackrock Inc. holds 5.00% of Umicore's shares and voting rights.

Notification details:

  • Date of notification: 28 April 2020
  • Date on which the threshold is crossed: 27 April 2020
  • Threshold of direct voting rights + equivalent financial instruments crossed upwards: 5%
  • Notification by: BlackRock, Inc.
  • Denominator: 246,400,000
  • Notification details:

A) Voting rights

  Previous notification After the transaction
Holders of voting rights # voting rights # voting rights % voting rights
BlackRock, Inc. 0 0 0.00%
BlackRock (Netherlands) B.V. 30,794 30,794 0.01%
BlackRock (Singapore) Limited 3,774 3,774 0.00%
BlackRock Advisors (UK) Limited 725,423 720,135 0.29%
BlackRock Advisors, LLC 278,277 277,577 0.11%
BlackRock Asset Management Canada Limited 140,404 140,808 0.06%
BlackRock Asset Management Deutschland AG 301,656 301,656 0.12%
BlackRock Asset Management North Asia Limited 1,619 6,439 0.00%
BlackRock Financial Management, Inc. 17,610 18,410 0.01%
BlackRock Fund Advisors 2,642,147 2,639,660 1.07%
BlackRock Institutional Trust Company, National Association 2,833,033 2,833,531 1.15%
BlackRock International Limited 86,199 99,759 0.04%
BlackRock Investment Management (Australia) Limited 86,040 86,040 0.03%
BlackRock Investment Management (UK) Limited 2,128,360 1,971,178 0.80%
BlackRock Investment Management, LLC 314,350 412,108 0.17%
BlackRock Japan Co., Ltd. 32,697 37,699 0.02%
Subtotal 9,622,383 9,579,568 3.89%

B) Equivalent financial instruments

Holders of equivalent financial instruments Type of financial instrument # voting rights that may be acquired if the instrument is exercised % voting rights Settlement
BlackRock Advisors (UK) Limited Securities Lent 833,425 0.34% physical
BlackRock Investment Management (UK) Limited Securities Lent 1,781,467 0.72% physical
BlackRock Investment Management, LLC Securities Lent 8,106 0.00% physical
BlackRock Japan Co., Ltd. Securities Lent 110,585 0.04% physical
BlackRock Institutional Trust Company, National Association Contract for Difference 9,462 0.00% cash
Subtotal   2,743,045 1.11%  

C) Total A & B

  # voting rights % voting rights
Total Fina Elf 12,322,613 5.00%

The chain of control has been described at the end of the declaration.

The notification can be found here.


For more information

Investor Relations

Evelien Goovaerts                                         +32 2 227 78 38                    evelien.goovaerts@umicore.com

Eva Behaeghe                                               +32 2 227 70 68                         eva.behaeghe@umicore.com

Aurélie Bultynck                                             +32 2 227 74 34                       aurelie.bultynck@umicore.com


About Umicore

Umicore is a global materials technology and recycling group. It focuses on application areas where its expertise in materials science, chemistry and metallurgy makes a real difference. Its activities are organised in three business groups: Catalysis, Energy & Surface Technologies and Recycling. Each business group is divided into market-focused business units offering materials and solutions that are at the cutting edge of new technological developments and essential to everyday life.

Umicore generates the majority of its revenues and dedicates most of its R&D efforts to clean mobility materials and recycling. Umicore’s overriding goal of sustainable value creation is based on an ambition to develop, produce and recycle materials in a way that fulfils its mission: materials for a better life.

Umicore’s industrial and commercial operations as well as R&D activities are located across the world to best serve its global customer base. The Group generated in 2019 revenues (excluding metal) of € 3.4 billion (turnover of € 17.5 billion) and currently employs 11,152 people.